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Six domains / Compliance

Compliance Defensibility

The answer is documented, current, and owned when someone asks.

Without it

Compliance functions operate in silos. The same evidence gets gathered repeatedly, in different formats, for different audiences.

Discuss this domain
Signs you need help here

The same evidence, gathered four times a year.

01

An audit request triggers a scramble across three teams for documents that already exist.

02

The same control is evidenced differently for the auditor, the insurer, and the board.

03

Policies are current in the document library and out of date in practice.

04

Remediation items close because the audit cycle ended, not because the gap was fixed.

What Devensa does here

The compliance offering menu.

Offering 01 is the front door: it produces the evidence-based TruMaturity™ score and this domain’s maturity roadmap, which decides the order of everything below it. A fractional Chief Compliance Officer (vCCO) is available where the roadmap calls for a standing seat.

01
Current State Assessment
Program readiness against the DOJ ECCP
02
Compliance Governance Framework & Charter
Structure, authority, board and audit committee reporting
03
Compliance Policy & Procedure Framework
Code of conduct and regulatory policy library
04
Compliance Risk Assessment Program
Methodology, emerging technology, and AI risk
05
Regulatory Gap Analysis & Controls Testing
Framework mapping and evidence review
06
Training & Communications Program
Role-based, language-appropriate delivery
07
Confidential Reporting & Whistleblower Program
Hotline, investigations, anti-retaliation
08
Third-Party Compliance Due Diligence
Anti-corruption, sanctions, regulatory risk
09
M&A / Post-Acquisition Integration
Pre- and post-transaction compliance oversight
10
Compliance Data & Technology Resourcing
Data access, analytics efficacy, tooling
11
Compliance Culture, Incentives & Discipline
Consistent enforcement and incentive alignment
See the complete services menu →

Related insights

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Five Controls That Always Pass Review and Always Fail in Practice

A control can pass a SOC 2 exam for years and still fail the moment it matters. See the five controls that consistently pass review and fail in practice.

The other five

Defensibility draws on evidence produced by the other five domains. Compliance is where it gets organized.

Cybersecurity
Continuity
Open →
AI Governance
Permission to move
Open →
Risk Management
One narrative
Open →
Privacy
Public trust
Open →
Data Governance
Capacity
Open →